The Trust Compliance Checklist is a concise and easy reference
to the requirements for trust department compliance with applicable
laws, including Gramm-Leach-Bliley Act, the
Sarbanes-Oxley Act, the Patriot Act, the Texas Uniform Prudent
Investor Act and the Texas Uniform Principal and Income Act,
and more! It should help: establish a uniform system for
creating and managing trust departments' compliance
programs; conserve trust department human and financial
resources; expedite the exam process, thereby reducing chargeable
exam hours; and allow for better communication between
the compliance officer and the examiner for ongoing supervision
of trust activities. Downloads in Microsoft Word format to enable company-specific tailoring.
Download Table of Contents