February 27, 2025 · Virtual

BSA/AML Basics Seminar

In the age of deregulation, BSA/AML is here to stay, with its ever-increasing compliance expectations. Compliance Alliance’s experts incorporate basic regulatory requirements alongside industry hot topics to cover the major cornerstones of BSA.

This one-day VIRTUAL seminar provides an up-to-date overview covering a wide range of top industry concerns to ensure your knowledge and understanding of BSA/AML requirements.

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When

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Where

Virtual

Schedule

Program: 9:00 AM – 4:00 PM
Lunch: Noon – 1:00 PM

Who Should Attend?

New BSA officers and staff (and anyone who needs a refresher), compliance officers, internal audit staff and any employee who assists with BSA monitoring, auditing or compliance.

Virtual Presentation

Registrants will receive instructions in advance to access the online class and download the materials. Registrants will have access to a recorded copy of the session and materials for 90 days.

Registration & Cancellation

Register online or complete the attached form and submit via email. The fee includes access to the virtual seminar, program materials and session recordings.
IMPORTANT: Registration is per person. All attendees must be registered to ensure access to the program, materials, recorded content and to be eligible to receive CE Credit.

Cancellation/substitution requests must be made in writing. Email requests to education@texasbankers.com. Full registration fees will be refunded if written notice is received no later than February 19, 2024. Substitutions are permitted without penalty.

Continuing Education

Texas State Board of Public Accountancy: 7 CPE credit hours/day. There are no educational prerequisites.
ABA Professional Certifications: Application for CE credit review is pending approval. Attendees will be notified once the credit approval is received.

Presenter

Julia A. Gutierrez

Vice President of Education Compliance Alliance, Inc.

Julia brings over 16 years of financial industry experience to the C/A team. Julia has served as a Risk Management and BSA Officer, assisted in the development of an ERM and compliance program for a de novo institution, assisted in the compliance remediation efforts for an institution who was referred to the DOJ, held positions in retail and branch management, and was a Senior Compliance Advisor for a large regulatory compliance consulting firm.

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