38th Annual Compliance School
Federal consumer protection laws continue to be a tidal wave of change! This is your opportunity to gain an excellent understanding and prepare your financial institution for compliance. The curriculum covers the basic requirements of all the major consumer compliance regulations. What is not directly addressed during the school is provided in some detail in the manual. This reference will provide an ongoing source of information long after the school has ended.
It is recommended that students have at least one year’s experience in Compliance
When
Where
Sheraton Austin Georgetown Hotel & Conference Center
1101 Woodlawn St.
Georgetown, TX 78628
(737) 444-2700
Event Schedule
12:00 – 1:00 PM
Registration
1:00 – 1:30 PM
Opening Remarks & Industry Outlook with Kimberly Boatwright
1:30 – 2:45PM
Hot Topics in Lending – What Has Happened & How to Manage It with Kimberly Boatwright
3:00 – 4:15 PM
Fair Lending in Our Current Administration with Kimberly Boatwright
4:30 – 6:00 PM
The Role of a Compliance Management System – The Three Lines of Defense & Everything In Between with Kimberly Boatwright
6:00 – 7:00 PM
Reception
7:00 – 8:00 AM
Breakfast
8:00 – 9:30 AM
TRID Understanding the Basics. Retooling the Foundation with Kimberly Boatwright
9:30 – 11:00 AM
HMDA Deep Dive: Data Integrity & Examiner Focus with Kimberly Boatwright
11:15 AM – Noon
SAFE Act Refresher with Rebekah Leonard
Noon – 1:00 PM
Lunch
1:00 – 2:30 PM
SCRA/MLA with Rebekah Leonard
2:45 – 4:00 PM
Credit Card Compliance with Rebekah Leonard
4:15 – 5:00 PM
AML/BSA Considerations in Lending with Kimberly Boatwright
5:00 – 6:00 PM
AI & Lending Compliance – Where we are at Right Now with Rebekah Leonard
7:00 – 8:00 AM
Breakfast
8:00 – 9:30 AM
FinTechs, BaaS & Third-party Management in Lending with Rebekah Leonard
9:30 – 10:45 AM
Case Studies in Lending: Identifying Hidden Risks with Kimberly Boatwright
11:00 AM – Noon
UDAAP in Lending: Identifying Hidden Risks with Kimberly Boatwright
1:00 – 2:30 PM
Competing with Mortgage Brokers, Digital Ads, Social Media & RESPA with Kimberly Boatwright
2:45 – 4:45 PM
Workshop: Identifying & Prioritizing Lending Compliance Risks with Kimberly Boatwright & Rebekah Leonard
5:00 – 6:00 PM
Building a Forward-Looking Compliance Strategy with Kimberly Boatwright
6:00 – 7:00 PM
Reception with Update School
7:00 – 8:00 AM
Breakfast
8:00 – 9:30 AM
Texas Lending Law & Reg DD
9:45 – 11:45 AM
Escape Room with Rebekah Leonard
12:45 – 2:45 PM
Reg E & Reg CC
3:00 – 5:00 PM
Consumer Privacy, Information Security, & Fiduciary Accounts
7:00 – 8:00 AM
Breakfast
8:00 AM – Noon
- Advertising
- Digital Assets
- Third Party Risk Management (Fintech, AI)
- Texas Deposit Law
1:00 – 6:00 PM
- BSA Overview
- BSA Risk Assessments
- BSA SARs & CTRs
- BSA Customer Due Diligence
- BSA Enhanced Due Diligence
7:30 – 8:30 AM
Breakfast
8:30 – 11:00 AM
- Compliance Alliance Hot Topics
- Regulatory Panel
We know that attending a Texas Bankers Association event often requires supervisor approval. To help make that conversation easier, TBA provides a “Why Should I Attend” letter you can share with your supervisor or leadership team.
Click the link HERE to download the letter as a word document.
Personalize the letter as needed and share it with your supervisor to support your attendance request.
If you have trouble accessing the letter or have questions about registration approval, please contact education@texasbankers.com
First Registrant: $2,795
Additional Registrants: $2,670
All Non-Members: $5,590
Lending Session Only: $1,900
Deposit/Ops Session Only: $1,550
The registration fee includes program materials, most meals plus two receptions.
Note: For IRS reporting purposes, the food cost portion of your registration is
pending approval.
Cancellation/Refund Policy:
Cancellations or substitutions must be submitted in writing. Please email to education@texasbankers.com. Cancellations received on or before March 29 will receive a refund less a 10% cancellation fee. Cancellations received March 30 – April 3 will receive a refund less a 50% cancellation fee. Any cancellations received after April 3 or “no shows” will not be refunded. Extenuating circumstances are reviewed on an individual basis. Substitutions are permitted without penalty.
Sheraton Austin Georgetown Hotel & Conference Center
1101 Woodlawn St.
Georgetown, TX 78628
(737) 444-2700
Group Rate: $214/night
Cut Off: Friday, March 13, 2026
Texas State Board of Public Accountancy: Pending Approval. There are no educational prerequisites.
ABA Professional Certifications:
Application has been submitted for CE credit. We will notify attendees once credit has been approved.
A notebook with course materials will be provided onsite for each student.
The hands-on curriculum features an in-depth case study project and class
exercises.